If a financial service provider provides a financial service through the intermediary of an intermediary, authorised agent or sub-authorised agent, the information referred to in Section 4:20, first and third paragraphs, shall be provided by this intermediary, authorised agent or sub-authorised agent, unless the financial undertaking in question and the intermediary, authorised agent or sub-authorised agent, respectively, have agreed that the financial undertaking itself complies with Section 4:20, first and third paragraphs.
Regulations based on this article (delegated regulations)
No
Policies and circulars that have this article as legal authority
No
Articles or similar text referring to this article
(01-05-2021)
|
Effective date |
Retroactivity |
Subject |
Signature |
Announcement |
Chamber documents |
Signature |
Announcement |
Note |
|
new-arrangement |
2006 |
2006 |
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