Article 425

1
Rules may be established by or pursuant to general order in council with respect to:
- a.
  remuneration or compensation, in any form, for offering, advising, mediating or acting as an authorized agent or sub-authorized agent on a financial product, and the method of payment thereof;
- b.
  A prohibition on providing or receiving specified commissions.
2
The Financial Markets Authority may, upon application, grant an exemption in whole or in part, for a limited period of time or otherwise, from the rules established pursuant to the first paragraph, if the applicant demonstrates that they cannot reasonably be complied with and that the purposes intended to be achieved by this article are otherwise achieved.

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(01-05-2021)

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Financial Supervision Act