If an investment firm is instructed by another investment firm to provide investment or ancillary services for a client:
it may rely on client information provided by the other commissioning investment firm;
it may trust that the advice provided by the other firm to the client on financial instruments or the proposed method of managing the client's individual assets is in accordance with the provisions of or under this Act in this regard.
(01-05-2021)
|
Effective date |
Retroactivity |
Subject |
Signature |
Announcement |
Chamber documents |
Signature |
Announcement |
Note |
|
modification |
2017 |
2017 |
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|
renumbering |
2012 |
2012 |
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Comments
1) Formerly Art. 4:25a.
