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Article 4:25e

The Financial Markets Authority may require a financial undertaking on which an administrative sanction or measure referred to in Article 24(2) of the Key Information Documents Regulation has been imposed for violation of that regulation to send a direct communication to the retail investor concerned providing him with information about the administrative sanction or measure and informing him where complaints or claims for compensation can be filed.

Information valid on 01-05-2021

Summary of changes for this article

(01-05-2021)

Origination source

Entry into force

Effective date

Retroactivity

Subject

Signature

Announcement

Chamber documents

Signature

Announcement

Note

2018

new

2017

Stb. 2017, 266

34639

2017

Stb. 2017, 448