The Financial Markets Authority may require a financial undertaking on which an administrative sanction or measure referred to in Article 24(2) of the Key Information Documents Regulation has been imposed for violation of that regulation to send a direct communication to the retail investor concerned providing him with information about the administrative sanction or measure and informing him where complaints or claims for compensation can be filed.
(01-05-2021)
|
Effective date |
Retroactivity |
Subject |
Signature |
Announcement |
Chamber documents |
Signature |
Announcement |
Note |
|
new |
2017 |
2017 |
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