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Annex to article 1:79 Financial Supervision Act

Violation of regulations made by or under Art:

Part Market Access Financial Companies

2:3.0a, paragraphs one and four

2:3.0b, first paragraph

2:3.0e

2:3.0f, paragraphs 1 and 4.

2:3.0g, first paragraph

2:3.0h

2:3.0j

2:3.0k, paragraphs 1 and 4.

2:3.0l, first paragraph

2:3.0n

2:3a, first paragraph

2:3e, paragraphs 1, 2 and 3.

2:3f(1)

2:3g, first paragraph

2:4, paragraph 1

2:6, paragraph 1

2:8, paragraph 1

2:9, paragraphs 1 and 2

2:10, first, second and fourth paragraphs

2:10a, first paragraph

2:10e(1)

2:10f(1)

2:11, paragraph 1

2:14, second paragraph

2:15, paragraphs 1 and 2

2:16, paragraphs 1 and 3

2:18, paragraphs 1 and 2

2:20

2:24, second paragraph

2:25, paragraphs 1 and 2

2:26

2:26a(1)

2:26c(1)

2:26d(1)

2:26f(1)

2:27(1)

2:34, second paragraph

2:35

2:36, paragraphs 1 through 5

2:38, paragraphs 1 and 2

2:39, paragraphs 1 and 2

2:40(1)

2:45

2:46

2:48(1)

2:50(1)

2:52(1)

2:53, paragraphs 1 and 2

2:54, paragraphs 1, 2 and 4

2:54a, first paragraph

2:54c, first paragraph

2:54d, first paragraph

2:54f, first paragraph

2:54g, first paragraph

2:54i, first paragraph

2:54l, first paragraph

2:54n, first paragraph

2:54o

2:54q

2:55(1)

2:60(1)

2:65

2:66a, third and sixth paragraphs

2:69b, first paragraph

2:69c, paragraphs 1 and 3

2:70

2:70, second paragraph

2:70a

2:71(1)

2:72(1)

2:73, paragraphs 1 and 2

2:75(1)

2:80(1)

2:81, third and fourth paragraphs

2:84, paragraphs 1 and 2

2:86, subsection 1

2:90 first and second paragraphs

2:92(1)

2:96(1)

2:100, second paragraph

2:101(1)

2:102(1)

2:103

2:103a(1)

2:103b

article 2:104a, first paragraph

2:106.0a, first paragraph

2:106a, paragraphs 1 and 4

2:107(1)

2:107a, first paragraph

2:108, first paragraph

2:110(1)

2:111(1)

2:112(1)

2:114(1)

2:115(1)

2:117(1)

2:118(1)

2:120(1)

2:121, first paragraph

2:121a, first paragraph

2:121c first, fifth, sixth and ninth paragraphs

2:121d first, fifth, sixth and ninth paragraphs

2:121e

2:121f

2:121g

2:121h

2:122(1) and (4)

2:122a, first paragraph

2:123, first, third to fifth paragraphs

2:124b, paragraphs 1 and 2

2:125, paragraphs 1, 6 and 7

2:125a, paragraphs 1 and 2 and 5 and 6

2:126(1)

2:127(1)

2:128(5)

2:129, paragraphs 1 and 3

2:130(1)

Part Prudential Supervision of Financial Undertakings

3:2, fifth and sixth paragraphs

3:5, paragraphs 1 and 4

3:6(1)

3:7, paragraphs 1 and 4

3:8, first to third and fifth paragraphs

3:9, paragraph 1

article 3:9a, first paragraph

3:10, paragraphs one to three

3:15, paragraphs 1 and 2

3:16, paragraphs one to three

3:17, paragraphs 1 and 2

3:17(2), introductory phrase and (c)(4)

article 3:17, sixth paragraph

3:17a, paragraphs one through three

3:17b, first to third and fifth paragraphs

3:17c, paragraphs 1 and 3

3:18, paragraphs one to three

3:18b(1)

3:19, paragraphs 1 and 2

3:19a

3:20

3:20a

3:21, paragraphs 1 and 2

3:24

3:24.0b

3:29, paragraphs one to three

3:29a(1) and (2).

3:29b

3:29c(1) and (4)

3:30(1)

3:32

3:33a, second paragraph

3:33b

3:33c

3:34

3:35

3:35a, paragraphs 1 and 2

3:36, paragraphs 1, 3 and 6

3:37, paragraphs one to three

3:38

3:38a

3:38b

3:39, paragraphs 1 and 2

3:40

3:41

3:42

3:43, second paragraph

3:44(1)

3:47, first to third, fifth and sixth paragraphs

3:48

3:51

3:52

3:53, first to third, fifth and sixth paragraphs

3:54(3)

3:55, second paragraph

3:55a, paragraphs 1 and 2

3:57, paragraphs 1, 2, 4 and 6

3:57(5)

3:57a

3:57b

3:59, second paragraph

3:62, second paragraph

3:62a, third through sixth paragraphs

3:62b, paragraphs 1 and 2

3:62ba, paragraphs one through six

3:63(1) to (3)

3:63(3)

3:66

3:67, paragraphs 1 to 5

3:68, paragraphs 1 and 3

3:68a, paragraphs 1 and 2

3:69, paragraphs 1 and 2

3:69a

3:70(1)

3:71, paragraphs 1 and 2

3:72, first, third to seventh paragraph

3:73

3:73a

3:73c(1) and (2)

3:74(1) and (2)

3:74a(1) to (3)

3:74b(1) and (2)

3:74c

3:75

3:76, paragraphs 1 and 2

3:77

3:78(1) and (2)

3:81(1) to (3)

3:82, paragraphs 1 and 2

3:83(1) and (2)

3:86, paragraphs 1 and 2

3:87, paragraphs 1 and 2

3:88, paragraphs 1, 2 and 4

3:95(1)

3:96, paragraphs 1 and 4

3:97

3:97(1)

3:99(1)

3:103(1) to (3)

3:104(1) and (3)

3:105(4)

3:106, first paragraph

3:108a(1)

3:110, fourth and fifth paragraphs

3:111(3)

3:111a, paragraphs 1, 2 and 6

3:111c

3:112(1)

3:113, paragraphs 1 and 2

3:114(1)

3:114a, first paragraph

3:116

3:119(1)

3:120, paragraphs 1 through 5 and 7

3:124(2)

3:125(1)

3:129, paragraphs 1 and 2

3:130(1)

3:131(1)

3:131a(1)

3:132(3)

3:135, paragraphs 1 to 3 and 6

3:136, paragraphs 1 and 2

3:137, first paragraph

3:141(1)

3:143

3:144(1)

3:146(1)

3:148(1)

3:259(1) and (2)

3:262

3:263

3:264

3:267, third through fifth paragraphs

3:267a, paragraphs 1 through 4

3:267b, paragraphs 1 through 4

3:267c, first paragraph

3:267h

article 3:267i, first paragraph

3:269(1) and (2)

3:269a, paragraphs 1 and 3

3:273(1)

3:273a

3:273b

3:273c

3:273d

3:277a, first paragraph

3:279(1) and (4)

3:280, second to fourth paragraphs

3:280a

3:280g

3:281

3:281a, second and third paragraphs

3:281b, paragraphs 1 and 2

3:284(1)

3:288a, paragraphs 1 to 3 and 5

3:288b, paragraphs 1 through 3

3:288e, paragraphs 1 and 2

3:288f, paragraphs 1 and 2

3:288h, second to fifth paragraphs

3:288i, paragraphs 1, 3 and 4

3:296, paragraphs 1 to 4

3:297, paragraphs 1 through 3 and 5

3:298(1) to (3) and (5)

3:299, paragraphs 1 and 2

3:301(1)

3:302(1)

3:303, paragraphs 1 and 2

3:304

3:305, paragraphs 1, 2 and 4

3:306

Part Conduct supervision of financial enterprises

2:67a, first, third and fourth paragraphs

4:3, paragraphs 1 and 4

4:4(1)

4:4a

4:5(3)

4:6, paragraphs 1 and 2

4:6a(1)

Article 4:9, first to fourth paragraphs

4:9.0a, first paragraph

4:10, paragraphs 1 and 4

4:11, paragraphs one to four

4:13, paragraphs 1 and 2

4:14, paragraphs one to three

4:15, paragraphs 1 and 2

4:16, paragraphs one to three

4:17, paragraphs 1 and 3

4:18a, paragraphs 1 and 2

4:18b, second and third paragraphs

4:18c(3)

4:18d, paragraphs 1 and 2

4:18e, paragraphs 1 and 2

4:19(1) to (3)

4:20, paragraphs 1, 3 and 4

4:21

4:22, paragraphs 1 and 2

4:22a, paragraphs one to three

4:23, paragraphs one through six

4:24, first to fourth paragraphs, sixth and seventh paragraphs

4:25(1)

4:25a(1)

4:25b(1) and (2)

4:25d

4:26, paragraphs one through seven

4:27, paragraphs 1, 2 and 4

4:27a(1)

4:30a, paragraphs one to three

4:31(1) to (4)

4:31a

4:32(1)

4:33, paragraphs one to three

4:34(3)

4:35

4:37c

4:37d(1) and (3)

4:37e, paragraphs 1 and 2

4:37j, paragraphs 1 and 2

4:37k, paragraphs 1 through 4

4:37l, paragraphs one to three

4:37m, first paragraph

4:37n

4:37o, paragraphs 1 through 4

4:37p, first paragraph

4:37s, first paragraph

4:37t

4:37u

4:37v, first, third and fourth paragraphs

4:37y

4:37z, paragraphs 1, 3 and 4

4:39

4:40

4:42

4:44, paragraphs 1 and 2

4:46, paragraphs one to four

4:46a

4:47, paragraphs 1 through 5

4:48(1) and (2)

4:49(1) to (4)

4:50(1) and (2)

4:51, paragraphs 1 to 5

4:52(1) to (3)

4:52a

4:53

4:55

4:57c, first to third and fifth paragraphs

4:58

4:59

4:59a, first to third paragraph

4:59b, paragraphs 1 and 2

4:59c, first to seventh paragraph

4:59d, paragraphs 1 through 6

4:59e, paragraphs 1 and 2

4:60(1) to (3)

4:61(1)

4:61a, paragraphs 1 through 5

4:61b(1) to (4)

4:62(1) to (4)

4:62b, paragraphs 1 and 2

4:62e, paragraphs 1 and 2

4:62f, paragraphs 1 through 3

4:62g, first paragraph

4:62h, paragraphs 1 and 2

4:62i

4:62j, paragraphs 1 through 4

4:62k

4:62m, paragraphs 1 and 2

4:62n

4:62o, paragraphs 1 through 4

4:62q, first paragraph

4:62r, first to third paragraph

4:62s, paragraphs 1 and 2

4:62t, paragraphs 1 and 2

4:62u, paragraphs 1, 2 and 4

4:62v, first paragraph

4:62w, paragraphs 1 and 2

4:63(1) and (2)

4:63a(1)

4:65(1) to (3)

4:66

4:67, first paragraph

4:68(1)

4:69(1)

4:70, paragraphs one to seven

4:71(1) through (5)

4:71a

4:71b(1) to (3)

4:71c

4:71d, first to sixth paragraph

4:71f

4:71g, first paragraph

4:71h

4:71i, second to fourth paragraph

4:74(1)

4:75(1) to (3)

4:75a(1)

4:76, paragraphs 1 and 3

4:76a

4:76b

4:76c

4:76d

4:77, paragraphs 1 through 4

4:78(1) and (2)

4:79(1)

4:83(1)

4:84(1) and (2)

4:85, first and third to fifth paragraphs

4:86

4:87(1) to (4)

4:87a

4:88(1) to (4)

4:89(1) and (2)

4:89a

4:89b(1) and (2)

4:90, paragraphs 1 and 2

4:90a, paragraphs 1 through 5

4:90b, paragraphs 1 through 10 and 12

4:90c, paragraphs 1 through 4

4:90d, paragraphs 1, 2 and 4

4:90e(1)

4:91a, first, third to seventh and ninth to tenth paragraphs

4:91aa

4:91ab

4:91b(1) to (4)

4:91c

4:91c, paragraphs 1 and 2

4:91d

4:91d, paragraphs 1 and 2

4:91da, paragraphs 1 through 11

4:91l, paragraphs 1 and 2

4:91n, paragraphs 1 through 4

4:91o, paragraphs 1 to 4 and 6

4:91p

4:93(1) to (4)

4:94(1) to (3)

4:95(1) to (3)

4:96(1) and (2)

4:97(1) and (3)

4:99(1) and (2)

4:100(1) to (3)

4:100a, paragraphs 1 and 2

4:100b(1) to (3)

4:100c

4:100d(1) and (2)

4:100f

Information valid on 01-05-2021

Regulations based on this (delegated regulations)

No

Policies and circulars that have this as legal authority

No

Articles or similar text referring to this

  1. Act implementing prospectus regulation
    Art: Ia

  2. Financial Supervision Act
    article: 1:79

  3. Amendment regulation Temporary regulation on introduction Wft
    Article: I

Summary of changes for this

(01-05-2021)

Origination source

Entry into force

Effective date

Retroactivity

Subject

Signature

Announcement

Chamber documents

Signature

Announcement

Note

Trailer

35514

Trailer

31911

01-05-2021

modification

07-10-2020

Stb. 2020, 380

35440

07-10-2020

Stb. 2020, 380

Alg. 1

17-03-2021

modification

03-03-2021

Stb. 2021, 131

35599

03-03-2021

Stb. 2021, 131

29-12-2020

modification

02-12-2020

Stb. 2020, 509

35559

04-12-2020

Stb. 2020, 510

15-10-2020

modification

07-10-2020

Stb. 2020, 380

35440

07-10-2020

Stb. 2020, 380

Alg. 2

10-09-2020

modification

22-04-2020

Stb. 2020, 151

35238

01-09-2020

Stb. 2020, 320

01-08-2019

modification

03-07-2019

Stb. 2019, 256

35003

18-07-2019

Stb. 2019, 275

21-07-2019

modification

15-05-2019

Stb. 2019, 190

35108

26-06-2019

Stb. 2019, 244

Alg. 3

19-02-2019

modification

05-12-2018

Stb. 2018, 503

34813

08-02-2019

Stb. 2019, 60

01-01-2019

modification

17-10-2018

Stb. 2018, 408

34859

27-11-2018

Stb. 2018, 486

modification

28-11-2018

Stb. 2018, 489

34842

11-12-2018

Stb. 2018, 491

01-10-2018

modification

09-03-2018

Stb. 2018, 89

34770

01-06-2018

Stb. 2018, 176

03-01-2018

modification

20-12-2017

Stb. 2017, 512

34583

20-12-2017

Stb. 2017, 514

Alg. 4

01-01-2018

modification

07-06-2017

Stb. 2017, 266

34639

17-11-2017

Stb. 2017, 448

27-06-2017

modification

31-05-2017

Stb. 2017, 235

34634

15-06-2017

Stb. 2017, 276

11-11-2016

modification

05-10-2016

Stb. 2016, 386

34480

27-10-2016

Stb. 2016, 423

11-08-2016

modification

15-07-2016

Stb. 2016, 297

34455

15-07-2016

Stb. 2016, 297

Alg. 5

14-07-2016

modification

23-03-2016

Stb. 2016, 265

34292

23-03-2016

Stb. 2016, 265

01-04-2016

modification

29-10-2015

Stb. 2015, 428

34198

02-12-2015

Stb. 2015, 504

18-03-2016

modification

10-02-2016

Stb. 2016, 91

34322

10-02-2016

Stb. 2016, 91

29-01-2016

modification

23-12-2015

Stb. 2016, 31

34232

20-01-2016

Stb. 2016, 41

01-01-2016

modification

03-07-2015

Stb. 2015, 304

33949

11-12-2015

Stb. 2015, 513

modification

13-12-2012
together with
24-06-2015

Stb. 2012, 679
together with
Stb. 2015, 278

33273
together with
34100

10-07-2015

Stb. 2015, 309

Alg. 6

26-11-2015

modification

19-11-2014

Stb. 2014, 472

33918

16-11-2015

Stb. 2015, 435

modification

11-11-2015

Stb. 2015, 431

34208

16-11-2015

Stb. 2015, 435

Alg. 7

01-04-2015

modification

19-11-2014

Stb. 2014, 472

33918

11-12-2014

Stb. 2014, 534

07-02-2015

modification

28-01-2015

Stb. 2015, 45

33964

28-01-2015

Stb. 2015, 46

01-01-2015

modification

19-11-2014

Stb. 2014, 472

33918

11-12-2014

Stb. 2014, 534

01-08-2014

modification

25-06-2014

Stb. 2014, 253

33849

15-07-2014

Stb. 2014, 304

13-06-2014

modification

12-03-2014

Stb. 2014, 140

33520

12-03-2014

Stb. 2014, 140

01-01-2014

modification

25-11-2013

Stb. 2013, 487

33632

11-12-2013

Stb. 2013, 552

modification

09-10-2013

Stb. 2013, 408

33575

11-12-2013

Stb. 2013, 552

modification

13-12-2012

Stb. 2012, 679

33273

11-12-2013

Stb. 2013, 552

22-07-2013

modification

12-06-2013

Stb. 2013, 228

33235

12-06-2013

Stb. 2013, 228

01-07-2013

modification

09-02-2012

Stb. 2012, 78

32291

19-06-2013

Stb. 2013, 239

01-01-2013

modification

13-12-2012

Stb. 2012, 678

33236

13-12-2012

Stb. 2012, 693

01-07-2012

modification

01-12-2011

Stb. 2011, 610

32781

22-12-2011

Stb. 2011, 671

01-01-2012

modification

01-12-2011

Stb. 2011, 610

32781

22-12-2011

Stb. 2011, 671

Alg. 8

through 30-04-2011

modification

22-12-2011

Stb. 2011, 670

32826

22-12-2011

Stb. 2011, 671

22-07-2011

modification

08-07-2011

Stb. 2011, 357

32622

08-07-2011

Stb. 2011, 357

Alg. 9

01-07-2011

modification

12-05-2011

Stb. 2011, 248

32036

15-06-2011

Stb. 2011, 306

07-05-2011

modification

21-04-2011

Stb. 2011, 206

32292

21-04-2011

Stb. 2011, 206

01-01-2011

modification

23-12-2010

Stb. 2010, 887

31891

23-12-2010

Stb. 2010, 889

01-11-2009

modification

15-10-2009

Stb. 2009, 436

31892

15-10-2009

Stb. 2009, 436

01-01-2009

modification

20-11-2008

Stb. 2008, 545

31468

18-12-2008

Stb. 2008, 582

modification

25-09-2008

Stb. 2008, 476

31093

16-12-2008

Stb. 2008, 579

11-10-2008

through 01-10-2008

modification

09-10-2008

Stb. 2008, 394

31724

09-10-2008

Stb. 2008, 394

01-09-2008

modification

03-07-2008

Stb. 2008, 333

31131

07-08-2008

Stb. 2008, 335

01-11-2007

modification

30-10-2007

Stb. 2007, 406

31086

30-10-2007

Stb. 2007, 408

Alg. 10

28-10-2007

modification

24-05-2007

Stb. 2007, 202

30419

16-10-2007

Stb. 2007, 390

01-01-2007

new-arrangement

28-09-2006

Stb. 2006, 475

29708

11-12-2006

Stb. 2006, 664

modification

20-11-2006

Stb. 2006, 613

30672

11-12-2006

Stb. 2006, 664

Comments

  • 1) A change order was erroneously worded that is not entirely correct.

  • 2) A change order was mistakenly worded that is not entirely correct.

  • 3) Erroneously an amendment was formulated to the Part on the Supervision of the Conduct of Financial Markets which cannot be implemented. Conduct Supervision of Financial Markets that cannot be implemented.Article Ia of Stb. 2019/190 contains transitional law regarding this amendment.

  • 4) Erroneously, for the Part of Conduct Supervision of Financial Companies was formulated a change order that is not entirely correct.

  • 5) A change order was erroneously worded that is not entirely correct.

  • 6) By mistake, in Stb. 2012/679 jo. Stb. 2015/278 an amendment order that is not entirely correct.

  • 7) By mistake, with regard to the mention of article 1:76 and article 3:62a a change order was formulated which is not entirely correct.

  • 8) By mistake, the change order for the Part on Conduct of Business Supervision of Financial Markets was not entirely correct. Markets a change order has been formulated which is not entirely correct.Erroneously, for the Part Conduct Supervision of Financial Undertakings a change order was formulated that cannot be implemented.

  • 9) By mistake, the enumeration of articles from the Part Market Access of Financial Undertakings is subject to a change order that is not entirely correct.

  • 10) By mistake, a change order was formulated for Article 4:100 and Article 5:30, paragraphs 1 and 3, which is not entirely correct.